A comprehensive securities law certification covering SEBI regulations, primary and secondary markets, insider trading, corporate governance, mutual funds and securities litigation - designed for advocates, compliance officers and corporate professionals.
Master securities law from fundamentals to advanced litigation strategies
Foundational concepts of securities markets, regulatory history, key stakeholders and the legal framework governing Indian capital markets.
SEBI Act 1992, powers and functions of SEBI, regulatory jurisdiction, enforcement mechanisms and appellate procedures.
IPO process, book building, prospectus requirements, SEBI ICDR Regulations, rights issues and preferential allotments.
Stock exchange operations, trading mechanisms, settlement systems, depositories, margin trading and securities lending.
SEBI PIT Regulations, UPSI definitions, trading window restrictions, market manipulation, front running and penalty framework.
SEBI LODR Regulations, board composition, audit committees, related party transactions, disclosures and compliance requirements.
SEBI Mutual Fund Regulations, AMC structure, scheme categories, NAV calculations, investor protection and AIF framework.
SAT appeals, civil and criminal proceedings, settlement mechanisms, consent orders, disgorgement and penalty calculations.
Comprehensive training from regulatory fundamentals to advanced litigation strategies for securities professionals.
